Westpac Banking

Handling a wide spectrum of sectors, Private banking, Corporate banking, FI/Brokerages and Misc. Project manager entrusted me with important scope that requires my participation in meetings with the Head of compliance from SG and HK region and establishing cross borders standards. ● Performing KYC remediation for the multiple sectors of clients, including FATCA, WorldCheck name screening, third party site screening, documentation requirement evaluation for KYC and AML/CFT requirements. ● Dealing with HNW, PEPs and FIs ● Process development for Brokerages and working with Head of Compliance both SG and HK and their respective teams. ● Sharing my experiences of various industries to the team of fresh grads and guiding them to see in different perspectives of scope in various scenarios. ● Relationship building with Front office and other business units to ensure cohesion and efficiency of work deliverance. ● BAUs standards to be adhered to and constantly acting as a bridge between manager and team mates for close relationship and expectation management. ● Scrutinizing current practice and data values and working with teams to do a thorough account clean up. Achievements: ● On the 1st month at work, I was tasked to establish Brokerage onboarding standards as the bank does not have any, project manager entrusted to me alone and I managed to deliver with great results. ● Held meetings with the Heads and successfully achieved acknowledgement and approval for the new requirements. ● Only Contract Analyst at a all VPs and Head Change Control Management committee. ● The Headhunter from Hydrogen Group had given me feedback that I was highly appraised by my Project Manager.

Standard Chartered Bank

● Analyzing hit up cases for transactions that are suspicious, excess of country given limits, irregularities in spending patterns etc. ● Assist Financial Crime Investigation Officers in conducting investigations on accounts for money laundering, terrorist funding, account dealing with sanctioned country or tax evasion activities. ● Collaboration with teams to access restricted systems such as Worldcheck to investigate suspected accounts with suspicious activities transactions. ● Conducting periodic reviews on Retail Mass Market accounts on KYC and CDD (Customer due diligence) on standard level, enhance level as well as mandatory enhanced level. ● Assistance on screen of Politically Exposed Personnel accounts. ● Provide support to the case makers and function as the caller role to contact clients or the relationship managers to obtain information on those hit up cases. ● Evaluation and suggest business continuity or exit of client accounts. ● Clearing backlog cases with aging cases of more than 100 days aging. ● Freezing and unfreezing of accounts. ● System migrations and other ad hoc projects undertaken as and when deem necessary. Achievements: ● Commendation from Financial Crime Investigation Unit and by my department senior manager on providing detailed investigation conducted on a group of suspicious accounts that seems to be related. ● Achieve a high level of clear rate and successfully assisted the team to clear all backlogs within the first 2 weeks of employment. ● Commendation from team leader on working efficiencies. ● Due to our teams chemistry and efficiency, we took up 2 more reviewing projects that deals with Priority Banking clients and SME. ● Successfully gained recognition of capabilities in work despite no direct prior background in compliance or KYC CDD middle of back office and applied knowledge acquired from previous roles. ● Invited to join Standard Chartered Singapore Basketball team.

TKO Japan

● Successfully launching the brand TKO Japan in Shizuoka, product is a Singapore manufacturer Electric Surfing Jetboard that is the first in Japan to get approval from the authorities. ● Attending meetings with the Singapore makers and Japanese authorities, I was able to translate all Japanese requirements such as IEC/JIS/PSE/ISO9001/CE/UN38.3 into english and vice versa. ● Creating workflow from scratch, point of sales procedures, documentation, safety, compliance and all related contracts to end users be it Rental B2B or Direct sales B2C. ● Managing budget vs marketing and ads as well as live demo experience events. ● Ensuring the Japanese translation does not go off tangent with the original english intention. ● Finally working with Japan’s Crowdfunding firm, successfully launch the campaign and debut in Japan.